Securities category: 3176 books
Investing in Mortgage-Backed and Asset-Backed Securities
Financial Modeling with R and Open Source Analytics
Language: English
Release Date: January 19, 2016
A complete guide to investing in and managing a portfolio of mortgage- and asset-backed securities
Mortgage- and asset-backed securities are not as complex as they might seem. In fact, all of the information, financial models, and software needed to successfully invest in and manage a portfolio...
Writing Securities Research
A Best Practice Guide
Language: English
Release Date: December 1, 2010
The book highlights the major risks that securities analysts (and other securities professionals) face. The various laws, rules and regulations that securities analysts are subject to are broadly split into three categories: research-specific rules and regulations; market-wide laws; and society-wide...
Intermediated Securities
Legal Problems and Practical Issues
Language: English
Release Date: June 17, 2010
Globally, there has been a shift from securities being held directly by an investor, to a situation in which many securities are held via an intermediary. The existence of one or more intermediaries between the investor and the issuer has a potentially significant impact on the rights of the investor,...
by W. Sean Cleary
Language: English
Release Date: January 4, 2017
Language: English
Release Date: January 4, 2017
A concise and practical guide to preparing for the Canadian Securities Exam
For anyone dreaming of a career in the Canadian finance industry, whether in banking, brokerage, financial planning, or mutual funds, passing the Canadian Securities Exam is the first step on the path to success. But...
by
Language: English
Release Date: March 20, 2014
Language: English
Release Date: March 20, 2014
Bringing together a team of globally renowned academics and expert practitioners in the field, this new work presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities. It explores the international...
After the Trade Is Made, Revised Ed.
Processing Securities Transactions
Language: English
Release Date: August 17, 2006
The fully updated classic guide to the mechanics of securities processing—a must for professional investors
This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization...
by Boskovic Tanja; Cerruti Caroline; Noel Michel
Language: English
Release Date: December 23, 2009
Language: English
Release Date: December 23, 2009
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules...
Fixed-Income Securities and Derivatives Handbook
Analysis and Valuation
Language: English
Release Date: May 25, 2010
The definitive guide to fixed-come securities-revised to reflect today's dynamic financial environment
The Second Edition of the Fixed-Income Securities and Derivatives Handbook offers a completely updated and revised look at an important area of today's financial world. In addition to providing...
Visual Quantitative Finance
A New Look at Option Pricing, Risk Management, and Structured Securities
Language: English
Release Date: April 5, 2013
This book makes quantitative finance (almost) easy! Its new visual approach makes quantitative finance accessible to a broad audience, including those without strong backgrounds in math or finance. Michael Lovelady introduces a simplified but powerful technique for calculating profit probabilities...
SIE Exam Practice Question Workbook
Seven Full-Length Practice Exams (2019 Edition)
Language: English
Release Date: January 28, 2019
The SIE Exam Practice Question Workbook provides seven full-length practice tests to prepare for the demanding Securities Industry Essentials (SIE) Exam. Master exam topics with intensive practice in the areas you’ll find on the test. All questions are test-level difficulty and focused solely on...
by Niamh Moloney
Language: English
Release Date: October 23, 2014
Language: English
Release Date: October 23, 2014
The Global Financial Crisis has re-ordered how the EU intervenes in the EU financial market, both with respect to regulation and with respect to supervision. After 5 years of a behemoth reform agenda, the new landscape is now clear. Rule-making power has decisively moved to the EU and radical reforms...
by Gautam H Parikh
Language: English
Release Date: July 11, 2016
Language: English
Release Date: July 11, 2016
Gautam H. Parikh combines law, economics and finance in a rich, fact-driven analysis of Indian securities. Written with clarity, and an integrated and holistic approach, this book is essential reading for business professionals in finance, investments and emerging markets. It also provides an insight...
Moose Pastures and Mergers
The Ontario Securities Commission and the Regulation of Share Markets in Canada, 1940-1980
Language: English
Release Date: December 15, 2001
Long before the spectacular collapse of Bre-X in 1997, the Canadian capital markets had their share of swindlers and crooks. In the boom times after Second World War, hard-sell speculative mining ventures, pushing what often amounted to a few acres of moose pasture, riddled over-the-counter markets...
Swing Trading
A Beginners' Guide to Making Money with Trend following
Language: English
Release Date: November 24, 2017
Are you interested in pursuing stock market gains with a high reward mentality? Do you want to understand trend following in the stock market?
This book is your answer.
Financial markets are some of the best markets to trade in today. Trading in equities (stocks) is among the most lucrative...