Ferrara on Insider Trading and The Wall

Nonfiction, Reference & Language, Law, Securities, Business, Criminal law
Cover of the book Ferrara on Insider Trading and The Wall by Ralph C. Ferrara, Law Journal Press
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Author: Ralph C. Ferrara ISBN: 9781588522573
Publisher: Law Journal Press Publication: May 28, 2019
Imprint: Law Journal Press Language: English
Author: Ralph C. Ferrara
ISBN: 9781588522573
Publisher: Law Journal Press
Publication: May 28, 2019
Imprint: Law Journal Press
Language: English

This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multiservice financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement “Chinese Walls” and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with employees who trade securities. The authors analyze the impact of the DoddFrank Wall Street Reform and Consumer Protection Act, the SarbanesOxley Act and SEC regulations regarding selective disclosure and insider trading. They also discuss recent cases and other important developments such as Rule 10b51 trading plans and a heightened regulatory focus on hedge funds. In addition, the book provides suggested guidelines for deterring insider trading by employees.

View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart

This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multiservice financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement “Chinese Walls” and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with employees who trade securities. The authors analyze the impact of the DoddFrank Wall Street Reform and Consumer Protection Act, the SarbanesOxley Act and SEC regulations regarding selective disclosure and insider trading. They also discuss recent cases and other important developments such as Rule 10b51 trading plans and a heightened regulatory focus on hedge funds. In addition, the book provides suggested guidelines for deterring insider trading by employees.

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