Essentials of the Dodd-Frank Act

Business & Finance, Finance & Investing, Finance
Cover of the book Essentials of the Dodd-Frank Act by Sanjay Anand, Wiley
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Author: Sanjay Anand ISBN: 9781118028339
Publisher: Wiley Publication: February 1, 2011
Imprint: Wiley Language: English
Author: Sanjay Anand
ISBN: 9781118028339
Publisher: Wiley
Publication: February 1, 2011
Imprint: Wiley
Language: English

An executive overview of the new Financial Regulations Act

This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

  • One of the first books to provide an executive summary from a compliance perspective
  • Presents responsibilities of senior level executives regarding this new Act
  • Reveals what has changed within the regulatory environment
  • Provides tips and techniques throughout

Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart

An executive overview of the new Financial Regulations Act

This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

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