Comparing European And U.S. Securities Regulations: MiFID Versus Corresponding U.S. Regulations

Nonfiction, Reference & Language, Law, Securities
Cover of the book Comparing European And U.S. Securities Regulations: MiFID Versus Corresponding U.S. Regulations by Boskovic Tanja; Cerruti Caroline; Noel  Michel, World Bank
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Author: Boskovic Tanja; Cerruti Caroline; Noel Michel ISBN: 9780821382530
Publisher: World Bank Publication: December 23, 2009
Imprint: Language: English
Author: Boskovic Tanja; Cerruti Caroline; Noel Michel
ISBN: 9780821382530
Publisher: World Bank
Publication: December 23, 2009
Imprint:
Language: English
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.
View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

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